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Karen Horney

1885–1952

Also known as Karen DanielsenKaren Clementine Danielsen

German-born psychiatrist and psychoanalyst, trained in Berlin and analysed by Karl Abraham and Hanns Sachs. In the 1920s she was among the first to dispute Freud's account of female development, arguing that it reflected a masculine point of view. After she moved to the United States in 1932, she built a theory of neurosis around basic anxiety, the strategies people use against it and the idealized image of the self, giving culture and present relationships more weight than instinct. Her break with orthodox analysis in 1941 led her to found the Association for the Advancement of Psychoanalysis and the American Institute for Psychoanalysis.

Karen Horney (1885–1952), born Karen Danielsen near Hamburg, was a German psychiatrist and psychoanalyst. She trained in Berlin and worked in the United States from 1932. In papers written in the 1920s she contested Sigmund Freud's account of female development. She argued that penis envy is neither primary nor decisive for women, and that psychoanalytic views of femininity reflected a masculine standpoint. She also held that men's envy of motherhood ran as deep as the girl's envy of the penis.

In America she built a general theory of neurosis in which culture and disturbed human relationships took the place of instinct. Its main terms were the child's basic anxiety, the neurotic trends by which people seek safety from it, and the conflict between moving toward, against and away from people. Her last book added the idealized image, the search for glory and the tyranny of the should, forces that estrange a person from the real self.

Her critique of Freud's instinct theory in New Ways in Psychoanalysis1 cost her standing at the New York Psychoanalytic Institute, which disqualified her as a training analyst in 1941. She then founded the Association for the Advancement of Psychoanalysis and the American Institute for Psychoanalysis, and was the Institute's dean until her death. She is usually grouped with Erich Fromm, Harry Stack Sullivan and Clara Thompson in the so-called cultural school. Later readers have taken her as an early psychoanalytic critic of the theory of femininity and as a forerunner of humanistic psychology and of later theories of the self.

Life and training

Karen Danielsen grew up in Hamburg. Susan Quinn's biography A Mind of Her Own2 follows her from her youth there. She was among the first women admitted to the study of medicine in Germany, and she studied at the universities of Freiburg, Göttingen and Berlin. In 1909 she married Oskar Horney, with whom she had three daughters; they separated in 1926.

In 1910 she began an analysis with Karl Abraham in Berlin. Around 1920 she was analysed again, by Hanns Sachs (A Mind of Her Own2). She was a founding member of the Berlin Psychoanalytic Institute in 1920 and belonged to it until she emigrated. Her papers on female psychology, which challenged the views of her own teachers, were written in her Berlin years.

Career in the United States

In 1932 Franz Alexander invited Horney to be associate director of the newly founded Chicago Institute for Psychoanalysis. In 1934 she moved to New York and joined the New York Psychoanalytic Institute. In the 1930s she had a long personal relationship with Erich Fromm. In the late 1930s she met Fromm, Sullivan and Clara Thompson as an informal discussion group in New York (Psychiatrist of America3).

Her first two American books were The Neurotic Personality of Our Time4 (1937) and New Ways in Psychoanalysis1 (1939). The second criticised Freud's theory chapter by chapter and aroused resentment at the New York Psychoanalytic Institute. In 1941 the Institute disqualified her as a training analyst, and her break with the New York Psychoanalytic Society followed (A Mind of Her Own2).

That same year Horney founded the Association for the Advancement of Psychoanalysis, together with Fromm and others, and its training body, the American Institute for Psychoanalysis. She was the Institute's dean until her death, and she founded the American Journal of Psychoanalysis and was its first editor. The new group soon split. In 1943 Fromm's training privileges were withdrawn because he was not a physician, and he left the Association; Sullivan and Thompson left with him. Quinn's account of these years shows the dissident group reproducing the autocracy it had fled (A Mind of Her Own2). Horney died in New York on 4 December 1952. The Karen Horney Clinic, a low-cost treatment centre, opened in New York in 1955.

Feminine psychology

Horney's first challenge to Freud was a paper she read at the International Psychoanalytic Congress in Berlin in 1922. It was published the following year as On the Genesis of the Castration Complex in Women5. Analysts had taken it as given that the castration complex in women springs from the girl's envy of the penis, and that many women are discontented with their sex. Horney asked whether this view owed its self-evidence to male narcissism. She also found it unsatisfying, for biological thinking, that half of humanity should be discontented with its sexual role.

She analysed the girl's envy into three components: urethral erotism, the wish to see and show the genital, and suppressed wishes to masturbate. In each of these the little girl is at a real disadvantage, but Horney argued that this does not make her feel primarily inferior. The driving force lay elsewhere. The girl first passes through an intense, feminine love for the father, in which the wish for a child from him is central. When that love is disappointed she gives up the father as an object and identifies with him instead. Horney saw this identification as one core of the female castration complex. The fantasy of having been castrated by the father in the course of that love was the other. Her conclusion was that it is "die verletzte Weiblichkeit", wounded femininity, that creates the castration complex. In this the woman's failure at the Oedipus complex parallels the man's.

In The Flight from Womanhood6 (1926) she widened the argument. Drawing on the philosopher Georg Simmel, she wrote that "our whole culture is a masculine culture", whose standards of what is objective are in practice male. She found that the analytic picture of female development closely matched the ideas little boys hold about girls. She read Sándor Ferenczi's genital theory as an instance of the male view of motherhood. Against that view she set the physiological superiority motherhood gives women, and the boy's intense envy of pregnancy, childbirth, the breast and nursing. She called it Mutterschaftsneid, the idea later known as womb envy. She suggested that theories devaluing motherhood might serve an unconscious male tendency, and that men's creative work draws on the drive this envy gives them.

The girl's masculinity complex appeared in the paper as a secondary flight from femininity, driven by guilt and anxiety over Oedipal wishes. Horney held that this flight is reinforced by women's actual disadvantage in social life, and allowed for an interaction between psychic and social factors. Ernest Jones opened The Early Development of Female Sexuality7 (1927) by endorsing her charge that analytic views of early female development were distorted by bias. In the same paper he distinguished, as Horney and Helene Deutsch had done, between a pre-Oedipal and a post-Oedipal penis envy.

Horney's papers on female psychology appeared between 1923 and 1935, and New Ways in Psychoanalysis1 gave the subject a chapter. The papers were collected after her death as Feminine Psychology (1967).

Culture and the theory of neurosis

The Neurotic Personality of Our Time4 described a character structure common to the neurotics of her day. Its premise was that neuroses are generated not only by incidental individual experiences but also by specific cultural conditions. Horney placed anxiety at the centre and named its root basic anxiety, "an insidiously increasing, all-pervading feeling of being lonely and helpless in a hostile world". This anxiety is bound up with hostility.

Against it, she argued, people in her culture seek protection in four main ways: affection, submissiveness, power and withdrawal. What drives these needs is a need for reassurance, not a wish for pleasure. Successive chapters treat the neurotic need for affection, the quest for power, prestige and possession, neurotic competitiveness, guilt feelings and masochism. The book closes by tracing the typical neurotic conflicts to contradictions within the culture itself. The difference between the neurotic and the normal person, she held, is merely quantitative. She still wrote that her interpretation rested fundamentally on Freudian ground, and warned that strict adherence to Freud's theories risked stagnation.

New Ways in Psychoanalysis1 set out what she kept and what she rejected. She kept what she called Freud's fundamental findings: the strict determination of psychic processes, unconscious motivation and the resistance bound up with it, repression and the other defences, the formative power of early experience, transference and free association. She called transference the most powerful tool of therapy. She rejected the instinct theory and the mechanistic, evolutionist premises behind it, arguing that "psychoanalysis should outgrow the limitations set by its being an instinctivistic and a genetic psychology".

She judged the theory of libido unsubstantiated and denied the Oedipus complex a biological basis. She redescribed narcissism as self-inflation, itself a neurotic trend. Further chapters examine the death instinct, the ego and the id, the super-ego, guilt and masochism. She said that she meant not to found a new school but to free psychoanalysis of these limits.

In place of the drives she set the neurotic trends: strivings, such as the need for affection or for perfection, by which a person who feels helpless in a menacing world gains some measure of safety. Man, she wrote, is ruled by two guiding principles, safety and satisfaction. Anxiety arises when a safety device on which a person depends is endangered. The aim of therapy, accordingly, is to restore the person to themself: to bring the patient to a point where the safety devices are no longer needed, and so to recover spontaneity and a centre of gravity within. Among her debts she named Fromm, for showing the central significance that the loss of self has for neurosis, together with Wilhelm Reich, Harald Schultz-Hencke and Max Horkheimer.

The mature theory

In Self-Analysis (1942) Horney listed ten neurotic trends. Our Inner Conflicts8 (1945) regrouped them into three basic attitudes toward others: moving toward people, moving against them and moving away from them. Each overstresses one element of basic anxiety: helplessness, hostility or isolation. Their clash, which she called the basic conflict, is the dynamic centre of neurosis. In the introduction she wrote that neuroses are generated by disturbances in human relationships, and that the libido theory was no longer tenable for her. Freud, she wrote, had seen neurotic conflict as a battle between repressed and repressing forces, universal and in principle beyond resolution. She located it between contradictory neurotic trends, held that it need not arise, and held that when it does arise it can be resolved.

The book then examines the attempts at solution. One attitude may be suppressed in favour of another, or the person may withdraw into detachment. The most important of these attempts is the idealized image, in which the conflicting trends are transfigured until they appear not as conflicts but as aspects of a rich personality. Another is externalization, the tendency to experience inner processes as if they occurred outside oneself. Horney considered externalization wider than projection and called it an active process of self-elimination. Each attempt breeds new conflict. She called the theory constructive nonetheless: neurotic conflicts, she wrote, cannot be resolved by rational decision, but they can be resolved by changing the inner conditions that produced them. She also stated a belief that a person "can change and go on changing as long as he lives".

Neurosis and Human Growth9 (1950), her last and fullest statement, rests on the opposition between the real self and an idealized self. Under adverse conditions the person abandons the first for the second and embarks on a search for glory. Neurotic claims, the tyranny of the should, neurotic pride and self-hate follow, and with them alienation from the self. The book describes expansive, self-effacing and resigned solutions, which correspond to moving against, toward and away from people. It frames therapy as freeing the forces of self-realization.

Bernard Paris, of the International Karen Horney Society, divides the expansive solution into narcissistic, perfectionistic and arrogant-vindictive types. He also stresses that the pride system intensifies the self-hate it is meant to ward off.

Influence and reception

Horney's critique of the theory of femininity found an early ally in Ernest Jones (The Early Development of Female Sexuality7). Her American work placed her in the cultural school, alongside Fromm, Sullivan, Thompson and Abram Kardiner. Through Sullivan and Thompson that circle was linked to interpersonal psychoanalysis.

According to Bernard Paris, her influence faded after her death and revived with the publication of Feminine Psychology in 1967. Since then she has been called the first great psychoanalytic feminist. Paris reports that Abraham Maslow counted her among the founders of humanistic psychology. He compares her real self with Donald Winnicott's true self and Heinz Kohut's nuclear self, while noting that, unlike the self psychologists, she saw narcissism as reactive rather than primary.

Her focus on the present rather than on childhood has led some analysts to complain that her explanations lack depth; to others it is the source of her originality. Many of her ideas, Paris argues, entered clinical practice without acknowledgement. The main biographies are Jack Rubins's Karen Horney: Gentle Rebel of Psychoanalysis (1978), Susan Quinn's A Mind of Her Own2 (1987) and Paris's Karen Horney: A Psychoanalyst's Search for Self-Understanding (1994).

Selected works

Her papers on female psychology begin with On the Genesis of the Castration Complex in Women5 (1923) and The Flight from Womanhood6 (1926). They were collected in Feminine Psychology (1967).

Her books are The Neurotic Personality of Our Time4 (1937), New Ways in Psychoanalysis1 (1939), Self-Analysis (1942), Our Inner Conflicts8 (1945) and Neurosis and Human Growth9 (1950). Writings published after her death include The Adolescent Diaries of Karen Horney (1980), Final Lectures (1991), and two volumes edited by Bernard Paris: The Therapeutic Process (1999) and The Unknown Karen Horney (2000).

Ideas

critiqued

  • 1923 Penis envy
    From her congress paper of 1922 onward Horney questioned the view that penis envy is primary and decisive for women, calling it unsatisfying for biological thinking and a product of masculine bias; by 1939 she read it as culturally reinforced.
  • 1939 Oedipus complex
    Horney denied the Oedipus complex a biological basis, reading the child's attachment to a parent as a response to conditions in the family.
  • 1939 Narcissism
    Horney rejected narcissism as a libidinal investment of the ego and redescribed it as self-inflation, a neurotic trend that stands in for lost self-esteem.

reworked

  • 1923 Castration complex
    Horney traced the female castration complex not to anatomical lack alone but to the girl's disappointed love for her father and the identification with him that follows.

introduced

  • 1926 Womb envy
    Horney's own word was Mutterschaftsneid, envy of motherhood; the English name womb envy came to be attached to the idea later.
  • 1937 Basic anxiety
    Horney named basic anxiety in The Neurotic Personality of Our Time and kept it as the starting point of her later theory of neurosis.
  • 1939 Neurotic trends
    Horney proposed the term in New Ways in Psychoanalysis as a counterpart to Freud's instinctual drives, and in Our Inner Conflicts regrouped the trends into moving toward, against and away from people.
  • 1945 Real self
    The real self is set against the idealized image in Our Inner Conflicts and becomes the centre of Neurosis and Human Growth, whose chapter on alienation from self treats neurosis as estrangement from it.
  • 1950 Tyranny of the should
    The shoulds appear in Our Inner Conflicts as a sign of the gap between the idealized image and the actual self; Neurosis and Human Growth names them the tyranny of the should and gives them a chapter.

Influence

Lineage

  • 1910 analysed by Karl Abraham
    Horney began analysis with Abraham in Berlin in 1910, while still a medical student and young wife.
  • 1920 analysed by Hanns Sachs
    Horney's second analysis, with Sachs, came around 1920, when he had just begun training analyses at the Berlin Psychoanalytic Institute.

Conflict

  • 1926 disputed with Sigmund Freud
    Horney contested Freud's account of female development in the 1920s, and in 1939 extended the dispute to his instinct theory as a whole, while declaring that she meant to build on his fundamental findings.
  • 1943 broke with Erich Fromm
    In 1943 Fromm left Horney's Association for the Advancement of Psychoanalysis after his training privileges were withdrawn because he was not a physician; Harry Stack Sullivan and Clara Thompson left with him.

Affinity

  • 1927 influenced Ernest Jones
    Jones opened his paper on female sexuality by endorsing Horney's charge that analytic views of early female development were distorted by bias.
  • 1941 collaborated with Erich Fromm
    Fromm, who had a long personal relationship with Horney in the 1930s, joined her in 1941 in founding the Association for the Advancement of Psychoanalysis and its American Institute for Psychoanalysis after she left the New York Psychoanalytic Society.
  • collaborated with Harry Stack Sullivan
    In the late 1930s Sullivan, Horney, Clara Thompson and Erich Fromm met as an informal discussion group in New York and came to be grouped together as the culturalist school, an alliance that broke apart in the early 1940s.
  • influenced by Erich Fromm
    Horney credited Fromm with sharpening her sense of the cultural and social determinants of neurosis.

Works

  • 1923

    On the Genesis of the Castration Complex in Women

    Horney's first paper against the received psychoanalytic account of femininity was read at the Berlin congress of 1922 and published in 1923. Analysts had taken it as given that women suffer from their sex and envy the man his penis, and that the female castration complex follows from this. Horney asks whether the view owes its self-evidence to masculine narcissism. She also notes that it is unsatisfying, for biological thinking, that half of humanity should be discontented with its sexual role. She breaks the girl's penis envy into three components: urethral erotism, the wish to look and to show, and suppressed masturbatory wishes. In each the little girl is at a real disadvantage, but none of them makes her feel primarily inferior. From analytic material she argues that the decisive process lies in the Oedipal phase. The girl passes through an intense, fully feminine love for the father, including the wish for a child from him. When that love is disappointed she gives him up as an object and identifies with him instead, so that the wish to be a man covers a renounced femininity. That identification is one core of the castration complex. The other is the fantasy of having been castrated within the love relation to the father, from which women's vindictive attitudes toward men derive. Her conclusion is that wounded femininity creates the castration complex, and that women, like men, are made neurotic by their failure at the Oedipus complex. The same identification with the parent of the other sex underlies both homosexuality and the castration complex.

    Karen Horney Internationale Zeitschrift für Psychoanalyse, Bd. IX (1923), Heft 1, S. 12–26 Copyright Life + 70 years Public domain The last author or translator died in 1952; public domain since 2023.United States Public domain Published in 1923; public domain since 2019.

  • 1926

    The Flight from Womanhood: The Masculinity-Complex in Women, as Viewed by Men and by Women

    In this 1926 paper Horney asks how far the psychoanalytic account of female development has been shaped by the fact that its authors were men. She starts from the philosopher Georg Simmel's argument that our whole culture is a masculine culture, in which the standards of objectivity are in practice male standards. Psychology has observed women from the man's standpoint too. Setting the accepted analytic ideas about the girl side by side with the ideas a little boy forms about girls, she finds that the two largely coincide. She reads Ferenczi's genital theory as an expression of the male view of motherhood. Against that view she stresses the undeniable physiological superiority that motherhood gives women. She also stresses the intense envy of motherhood (Mutterschaftsneid) that boys and men feel toward pregnancy, childbirth, the breast and nursing. She suggests that theories which devalue motherhood may serve an unconscious male tendency, and that men's drive to creative work may draw on their small share in bearing children. The girl's masculinity complex appears as a secondary flight from womanhood. It is driven by guilt and anxiety over Oedipal wishes for the father and by genital anxieties, and the paper holds that the vagina plays a part in early female genital life. This flight is reinforced by the actual disadvantage of women in social life. Horney calls for attention to the interaction between psychic and social factors.

    Karen Horney Internationale Zeitschrift für Psychoanalyse, Bd. XII (1926), Heft 3, S. 360–374 Copyright Life + 70 years Public domain The last author or translator died in 1952; public domain since 2023.United States Public domain Published in 1926; public domain since 2022.

  • 1937

    The Neurotic Personality of Our Time

    Horney's first book describes the character structure she found common to the neurotic people of her time and culture. It is concerned less with individual case histories than with the conflicts that recur among them. Its premise is that neuroses are generated not only by incidental individual experiences but also by the specific cultural conditions in which people live, so that what counts as neurotic varies with the culture. Horney says that her interpretation rests fundamentally on Freudian ground, but that strict adherence to Freud's theories carries the danger of stagnation. Anxiety stands at the centre. Its root is basic anxiety, an insidiously increasing, all-pervading feeling of being lonely and helpless in a hostile world, and it is bound up with a basic hostility. People try to protect themselves from this anxiety in four principal ways: affection, submissiveness, power and withdrawal. What drives these needs is reassurance rather than pleasure. The middle chapters examine the neurotic need for affection and its insatiability, the quest for power, prestige and possession, and neurotic competitiveness and the recoil from competition. Later chapters treat neurotic guilt feelings and the meaning of neurotic suffering, including masochism. The final chapter traces the typical neurotic conflicts to contradictions in the culture itself. The neurotic shares these conflicts with everyone, and differs from the normal person only quantitatively.

    Karen Horney New York: W. W. Norton Copyright Life + 70 years Public domain The last author or translator died in 1952; public domain since 2023.United States Status unknown Published in 1937; its copyright notice and renewal have not been checked.

  • 1939

    New Ways in Psychoanalysis

    Horney's second book takes up Freud's theory point by point, to separate what she held to be its lasting findings from the premises she thought had hampered it. She keeps what she calls Freud's fundamental findings: that psychic processes are strictly determined, that actions and feelings may have unconscious motives and that resistance guards them, the role of emotional forces and conflict, repression and the other defences, the meaning of dreams, the formative power of early experience, transference and free association. She rejects his instinct theory and the mechanistic and evolutionistic thinking beneath it, together with his neglect of culture. Her thesis is that psychoanalysis should outgrow the limits set by its being an instinctivistic and a genetic psychology. She says that she is not founding a new school. Successive chapters re-examine the libido theory, which she judges unsubstantiated, the Oedipus complex, narcissism, feminine psychology and the death instinct. They also treat the emphasis on childhood, transference, culture and neurosis, the ego and the id, anxiety, the super-ego, neurotic guilt feelings and masochistic phenomena. In place of instinctual drives she puts neurotic trends. These are strivings for safety and satisfaction, such as the need for affection or for perfection, by which a person who feels helpless in a hostile world copes with it in some measure of safety. Anxiety arises when such a safety device is endangered. The last chapter, on therapy, sets as its aim restoring the patient to themself, so that the safety devices are no longer needed and spontaneity returns. Horney acknowledges debts to Erich Fromm, Wilhelm Reich, Harald Schultz-Hencke and Max Horkheimer. She credits Fromm with showing how central the loss of self is to neurosis.

    Karen Horney New York: W. W. Norton Copyright Life + 70 years Public domain The last author or translator died in 1952; public domain since 2023.United States Status unknown Published in 1939; its copyright notice and renewal have not been checked.

  • 1945

    Our Inner Conflicts: A Constructive Theory of Neurosis

    In this book Horney sets out a theory of neurosis centred on conflict between incompatible attitudes toward other people. In the introduction she traces her path away from Freud. It began with doubts about his feminine psychology and led, with Erich Fromm's help, to the cultural conditions of neurosis. She came to hold that neuroses are generated by disturbances in human relationships, and that the libido theory was no longer tenable. The ten neurotic trends she had listed in Self-Analysis are here regrouped into three basic attitudes: moving toward people, moving against them and moving away from them. Each overstresses one element of basic anxiety: helplessness, hostility or isolation. Their clash is the basic conflict, the dynamic centre of neurosis. Freud saw conflict as a battle between repressed and repressing forces, universal and in principle insoluble. Horney places it between contradictory neurotic trends and holds that it can be resolved where it arises. The book then examines the neurotic's attempts at a solution. One side of the conflict may be suppressed, or the person may withdraw into detachment. The idealized image is the most important attempt: in it the conflicting trends appear not as conflicts but as aspects of a rich personality. Externalization is the tendency to experience inner processes as though they occurred outside oneself. It is wider than projection, and Horney calls it an active process of self-elimination. Further auxiliary approaches, among them arbitrary rightness, rigid self-control and cynicism, serve to keep up an artificial harmony. A second part describes what unresolved conflicts cost: fears, impoverishment of the personality, hopelessness and sadistic trends. The conclusion holds that neurotic conflicts cannot be resolved by rational decision, but only by changing the inner conditions that brought them about. Against what she calls the pessimism of Freud's psychology, Horney affirms that a person can change and go on changing as long as they live.

    Karen Horney New York: W. W. Norton Copyright Life + 70 years Public domain The last author or translator died in 1952; public domain since 2023.United States Status unknown Published in 1945; its copyright notice and renewal have not been checked.

  • 1950

    Neurosis and Human Growth: The Struggle Toward Self-Realization

    Horney's last book gives the most complete statement of her theory of neurosis, built on the opposition between the real self and an idealized self. Under adverse conditions a person abandons the real self for an idealized self. From this follows the search for glory. It brings neurotic claims, the tyranny of the should, neurotic pride and self-hate, and with them alienation from the self. Horney describes three main solutions to the conflicts this produces: the expansive, the self-effacing and the resigned. They continue the moving against, toward and away from people of her earlier work. Therapy is framed as freeing the forces of self-realization.

    Karen Horney New York: W. W. Norton Copyright Life + 70 years Public domain The last author or translator died in 1952; public domain since 2023.United States Status unknown Published in 1950; its copyright notice and renewal have not been checked.

References

  1. New Ways in Psychoanalysis1939
  2. A Mind of Her Own: The Life of Karen Horney1987
  3. Psychiatrist of America: The Life of Harry Stack Sullivan1982
  4. The Neurotic Personality of Our Time1937
  5. On the Genesis of the Castration Complex in Women1923
  6. The Flight from Womanhood: The Masculinity-Complex in Women, as Viewed by Men and by Women1926
  7. The Early Development of Female Sexuality1927
  8. Our Inner Conflicts: A Constructive Theory of Neurosis1945
  9. Neurosis and Human Growth: The Struggle Toward Self-Realization1950
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