Article
The 'Uncanny'
Das Unheimliche
Freud's essay, published in the fifth volume of Imago in 1919, takes up a question he says aesthetics has neglected: what sets the uncanny apart within the wider class of the frightening. Against Ernst Jentsch, who in 1906 traced the feeling to intellectual uncertainty before the new and unfamiliar, Freud argues that the uncanny is the kind of fright that leads back to what is known of old and long familiar. He reaches this by two routes. The first is linguistic: entries from the dictionaries of Sanders and of the Grimms show heimlich ranging from 'homely, familiar' to 'concealed, secret', until it coincides with its opposite, unheimlich. Schelling's remark that the uncanny is whatever ought to have remained hidden and has come to light becomes a key to the essay. The second route is a survey of uncanny experiences and fictions. Reading E. T. A. Hoffmann's 'The Sandman', Freud places the story's effect not in the automaton Olimpia but in the figure who tears out children's eyes, and reads the fear for the eyes as a substitute for castration anxiety, with the good and the bad father split across the tale's paired figures. Following Otto Rank's study of the double, he shows the double turning from an insurance against death, born of primary narcissism, into a harbinger of death, and links it to the self-observing, self-critical agency in the ego. Involuntary repetition of the same, which he ties to a compulsion to repeat in the unconscious, the omnipotence of thoughts, the evil eye, the return of the dead, severed limbs, being buried alive, and the blurring of the line between fantasy and reality are traced in turn to infantile complexes or to surmounted animistic beliefs. The female genitals, which neurotic men often call uncanny, he reads as the entrance to the human being's first home: the prefix 'un-' is the mark of repression. In the last section Freud concedes that his thesis cannot be reversed, and that fairy tales abound in wish-fulfilments and animated objects that are not uncanny at all. He answers these objections by separating the uncanny of experience from the uncanny of fiction and, within experience, the uncanny that comes from repressed infantile complexes from the uncanny that arises when surmounted primitive beliefs seem confirmed once more. Fiction can suspend reality-testing and so spare us the uncanny, as in fairy tales, in Dante, or in Shakespeare's ghosts, or it can heighten the uncanny beyond anything life allows when the writer pretends to stay within common reality. The uncanny of repressed complexes is the more resistant of the two. Because the writer also steers the reader's identification and mood, the same material can turn comic, as in Nestroy or in Wilde's 'The Canterville Ghost'. The uncanniness of solitude, silence and darkness Freud leaves tied to the anxiety of childhood.
Main ideas
- The uncanny is the class of the frightening that leads back to what is known of old and long familiar; it is not simply the new or unfamiliar, as Jentsch's 'intellectual uncertainty' would have it.
- The word heimlich develops its meaning towards an ambivalence until it coincides with its opposite, unheimlich; with Schelling, the uncanny is what ought to have remained hidden and has come to light.
- In Hoffmann's 'The Sandman' the uncanny attaches to the threat of losing one's eyes, which psychoanalysis reads as a substitute for castration anxiety; the automaton Olimpia is secondary.
- The double, an insurance against death in primary narcissism, becomes a harbinger of death once that stage is surmounted; it can also take on the ego's self-critical agency and its unrealised possibilities.
- Involuntary repetition of the same makes harmless events uncanny and suggests fate; Freud links it to a compulsion to repeat in the unconscious, strong enough to override the pleasure principle.
- The omnipotence of thoughts, the evil eye and the return of the dead are uncanny because they touch residues of an animistic phase that every individual passes through.
- If repression turns every affect into anxiety, the uncanny is the anxiety in which something repressed recurs: nothing new or alien, but something familiar that repression has estranged.
- Death and ghosts, severed limbs, being buried alive (a transformation of the fantasy of life in the womb) and the female genitals as the first home illustrate the thesis; the prefix 'un-' is the mark of repression.
- The uncanny in experience arises when repressed infantile complexes are revived, or when surmounted primitive beliefs seem once more confirmed; the two cannot always be sharply separated.
- In fiction much that would be uncanny in life is not, and new uncanny effects become possible: fairy tales and openly supernatural worlds set aside the question of reality, while a writer who pretends to common reality can heighten the uncanny beyond experience.
- The uncanny of repressed complexes survives in fiction better than the uncanny of surmounted beliefs, and the writer's control of identification and mood can turn the same material comic.
What it shows
- 1919
Sigmund Freud developed Double
In Das Unheimliche Freud drew on Rank's study to explain the uncanniness of the double.
- 1919
Sigmund Freud developed Projection
In Das Unheimliche Freud uses projection to explain uncanny figures and beliefs. The double is a content cast out of the ego as something foreign by a defensive effort, a survival of surmounted narcissism that returns as a figure of terror. The dread of the evil eye comes from attributing to others the envy one would feel in their place.
- 1919
Sigmund Freud developed Repetition compulsion
In 'The Uncanny' Freud traces the compulsion to repeat to the drives themselves: it rules the unconscious, is strong enough to override the pleasure principle, shows in small children's strivings and in the course of an analysis, and whatever recalls it is felt as uncanny. For the full account he points to a work already written, Beyond the Pleasure Principle (1920).
- 1919
Repetition compulsion opposes Pleasure principle
Freud describes a compulsion to repeat that springs from the drives and is strong enough to override the pleasure principle. Beyond the Pleasure Principle (1920) works this out: the compulsion repeats even experiences that never brought pleasure, and so works beyond, and against, the pleasure principle.