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Book

The Basic Fault: Therapeutic Aspects of Regression

Michael Balint · 1968

Michael Balint's book, published in London in 1968, distils four decades of clinical work into an account of why some analyses stall and what the analyst can do when they do. It begins from an observation: with certain patients, at certain moments, interpretations stop working as interpretations. They are heard as attacks or seductions, or do not register at all; the analyst's most casual words and gestures take on enormous weight; and a patient who is not understood does not become angry but sinks into emptiness and futility. For Balint these are signs that the work has left the level on which Freud's technique was built. Part I sets out three areas of the mind. The Oedipal area is triangular, organised by conflicts that interpretation can resolve, and conducted in ordinary adult language. The area of the basic fault is strictly two-person; what operates there is not a conflict but a deficiency, a fault in the geological sense of a structural flaw, and conventional words are unreliable in it. It originates in a marked lack of fit, in the earliest phases, between the infant's needs and the care and affection available. The area of creation contains no external object, only 'pre-objects'; it is the place of artistic and scientific creation, of insight, and of the first phases of falling ill and of spontaneous recovery, and its processes cannot be hurried from outside. Part II replaces Freud's primary narcissism, which Balint finds contradictory and unproductive, with primary love: an original relationship to an undifferentiated environment, a harmonious interpenetrating mix-up comparable to our relation to the air, in which the environment is simply taken for granted. Objects with firm contours, and with them narcissism, hate, ocnophilia and philobatism, emerge only once this harmony is disturbed. Adult love tries to restore it through the work of turning an indifferent object into a cooperative partner. Part III describes the gulf between the analyst and the 'child in the patient', and the problem of language: every analytic school teaches its patients its own idiom. Balint weighs three responses to regression. Classical technique keeps the work at the Oedipal level and so depends on careful selection of patients. Consistent, confident interpretation, associated with the Kleinian school, teaches the patient the analyst's language at the price of an inequality between an all-knowing analyst and a weak patient. The management of regression, associated with Winnicott, risks an unending spiral of demands. The cautionary case is Ferenczi's late 'grand experiment', which Balint watched at close range, in which Ferenczi tried to meet one patient's every need. Part IV, the heart of the book, distinguishes two forms of therapeutic regression. Benign regression aims at recognition: the patient needs an environment that tacitly consents to be used, a trusting, unsuspecting ('arglos') atmosphere forms, and the regression ends in a 'new beginning', the discovery of freer ways of relating. Malignant regression aims at gratification through the analyst's action: trust repeatedly breaks down, desperate clinging appears, and ever-renewed demands of suspicious intensity drift towards addiction-like states; Balint links it with severe hysteria. Because regression happens inside a relationship, its form depends on the analyst's response as well as on the patient. Balint reads the Freud–Ferenczi disagreement through this distinction: Freud generalised from malignant cases, Ferenczi from benign ones. Part V draws the technical consequences. At the level of the basic fault the analyst should avoid becoming a mighty, knowing, omnipotent object, whether through incessant transference interpretation, through gratification, or through promises to see the patient through. The analyst should let the patient use them as a primary substance is used, the way water carries a swimmer, and should provide time and a quiet setting in which the patient can find a personal way to objects. During the regression interpretation is used sparingly and acting-out is accepted as communication, to be worked through once the patient is back at the Oedipal level. The fault itself cannot be analysed away: at best it heals with a scar, and a successful treatment includes mourning for the original defect.

Main ideas

  • Analytic work can take place in three areas of the mind: the Oedipal area, triangular and organised by conflicts that interpretation can resolve in ordinary adult language; the area of the basic fault, strictly two-person and beyond the reach of conventional words; and the area of creation, where there is no external object at all.
  • The basic fault is a structural deficiency rather than a drive or a conflict, a fault in the geological sense, arising from a marked lack of fit in the earliest phases between the infant's needs and the care available; it cannot be analysed away and at best heals with a scar.
  • The work has reached the basic fault when interpretations are felt as attacks or seductions, when the analyst's slightest words and gestures carry enormous weight, when misunderstanding produces emptiness and futility rather than anger, and when the analyst feels drawn to respond omnipotently.
  • Primary love, not primary narcissism, is the earliest relationship: a harmonious, interpenetrating mix-up with an undifferentiated environment, like our relation to air. Objects with firm contours, narcissism, hate, ocnophilia and philobatism are all secondary.
  • A gulf separates the analyst from the 'child in the patient' that the patient cannot bridge alone; adult language is unreliable at this level, and every analytic school, by teaching its patients its own language, shapes what they can bring into the analysis.
  • Each of the three main responses to regression carries its own hazard: classical technique depends on selecting patients who can stay at the Oedipal level; consistent, confident interpretation creates an inequality between an all-knowing analyst and a weak patient who introjects an idealised image of the analyst; and managing the regression invites an endless spiral of demands, as Ferenczi's late 'grand experiment' showed.
  • Regression is an interpersonal phenomenon as well as an intrapsychic one: its form depends on how the analyst recognises, accepts and responds to it, not only on the patient's character and illness.
  • Benign regression aims at recognition. A trusting, unsuspecting ('arglos') atmosphere is reached without great difficulty, demands stay moderate, and the regression ends in a new beginning, a regression for the sake of progression.
  • Malignant regression aims at gratification through the analyst's action. Trust repeatedly breaks down, desperate clinging appears, and demands escalate with suspicious intensity towards addiction-like states; Balint finds it chiefly in severe hysteria.
  • The Freud–Ferenczi disagreement can be read through this distinction: Freud generalised from early encounters with malignant regression, Ferenczi from successes with benign cases; the shock of their split left the analytic mainstream treating regression for decades as nothing but a danger.
  • The real technical question is not whether to gratify or frustrate but whether a response increases the inequality between patient and analyst. The unobtrusive analyst serves as a primary substance: always there, pliable, indestructible, at the distance the patient needs, and never omnipotent.
  • While the patient is regressed, interpretation is used sparingly and acting-out is accepted as communication, to be worked through once the patient returns to the Oedipal level; the treatment moves towards mourning for the original defect and acceptance that it has left a lasting mark.

What it shows

  • 1968

    Michael Balint introduced Basic fault

    The Basic Fault (1968), Balint's last book, names a level of the mind below the Oedipal conflict: a two-person relation in which the patient feels something missing rather than a conflict, and in which ordinary interpretation loses its hold. He sets it between the three-person Oedipal level and the one-person level of creation.
  • 1968

    Michael Balint introduced Benign and malignant regression

    Balint distinguishes a regression that seeks recognition and makes a new beginning possible from one that seeks gratification and keeps escalating. The distinction is set out in The Basic Fault (1968). Dupont's dictionary entry dates it to Thrills and Regressions (1959), where Balint first wrote at length on regression.
  • 1968

    Michael Balint reworked Regression

    Taking Ferenczi's technical experiments further, Balint treats regression in the analysis not only as resistance but as a state the analyst must know how to meet, and one that, in its benign form, can open the way to a new beginning. Thrills and Regressions (1959) and The Basic Fault, subtitled Therapeutic Aspects of Regression (1968), are given to it.
  • 1968

    Basic fault derives from Primary love

    The basic fault grows out of Balint's earlier theory of primary love. It is the mark left when the early relation between the infant and its surroundings, which primary love describes, falls short of what the infant needed.
  • Cover of the Hebrew translation, Ha-Shever ha-basisi (The Basic Fault), translated by Chani Gilad, edited by Emanuel Berman, Am Oved, Psychoanalysis series, 2006
    Cover of the Hebrew translation, Ha-Shever ha-basisi (The Basic Fault), translated by Chani Gilad, edited by Emanuel Berman, Am Oved, Psychoanalysis series, 2006 Image credit: Cover: עם עובד, 2006 — shown under fair useThe bookshop

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