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Margaret Mahler

1897–1985

Also known as Margaret S. MahlerMargit Schönberger

Hungarian-born physician and psychoanalyst who trained in Vienna and worked in New York from 1938. From observing mothers and young children she described separation–individuation, the process by which an infant emerges from a symbiotic tie with the mother into a separate sense of self, set out in The Psychological Birth of the Human Infant (1975, with Fred Pine and Anni Bergman). Her phases of development were widely used to explain severe personality disorders.

Margaret Schönberger Mahler (1897–1985) was a Hungarian-born physician and psychoanalyst who trained in Vienna and worked in New York from 1938. Her work began with psychotic children: she set the symbiotic psychoses of early childhood apart from the autistic ones. She then observed ordinary mothers and infants and described separation-individuation, the process by which a child emerges from a symbiotic tie with the mother into the sense of being a separate self. Her fullest statement of the theory is The Psychological Birth of the Human Infant1 (1975), written with Fred Pine and Anni Bergman. It divides the process into four subphases: differentiation, practicing, rapprochement and the way towards Object constancy. Her developmental phases were widely used to explain severe personality disorders, among others by Otto Kernberg, while later infant research questioned her account of the first weeks of life. Philippe Mazet's entry on her in the International Dictionary of Psychoanalysis concludes that her theory "remains an influential touchstone."

Early life and education

Mahler was born Margit Schönberger on 10 May 1897 in Sopron, Hungary. Mazet describes the Schönbergers as "a wealthy and intellectual Jewish family". She was close to her father, Gustav, a general practitioner, while her relationship with her mother, Eugenia, was distant and full of conflict.

Mahler first met psychoanalysis as a schoolgirl in Budapest, through Sándor Ferenczi and his circle. Mazet writes that Ferenczi "greatly impressed her". A school friend, Alice Balint, brought her into that circle.

In 1917 she entered medical school at the University of Budapest. Two years later she moved to Germany, where she studied paediatrics, and in 1922 she graduated magna cum laude from the University of Jena. She then settled in Vienna. She had opted for Austrian citizenship after the First World War, which allowed her to practise medicine there.

Training in Vienna

In Mazet's account, Mahler's interest moved towards psychiatry and psychoanalysis as she turned away from what he calls the "unempathic, sterile practice of pediatrics" in the Viennese clinic where she worked. She met August Aichhorn and Karl Abraham, and attended Anna Freud's seminar on child analysis. In 1926 she applied to the Vienna Psychoanalytic Institute.

Her training analysis was troubled. The first analyst, Helene Deutsch, ended the analysis after about a year and declared her unanalysable. Mahler was then analysed by Aichhorn, and that analysis got her readmitted to the institute. It ended when the two became romantically involved. Her third analysis, with Willi Hoffer from 1930 to 1935, completed her Viennese training, and Mazet calls it "more successful". She was certified as an analyst in 1933.

According to the Encyclopaedia Judaica, in the early 1930s she directed in Vienna the first psychoanalytically oriented child guidance clinic. In 1936 she married Paul Mahler, a chemist.

Emigration and career in New York

As war approached, the Mahlers left Austria, stayed briefly in Britain and in 1938 settled in New York. By 1939 Mahler was in private practice there and a member of the New York Psychoanalytic Society; she later became a training analyst at its institute. The Encyclopaedia Judaica records her appointment in 1941 as associate in psychiatry at the Columbia University College of Physicians and Surgeons, and Mazet mentions posts at the New York State Psychiatric Institute.

In New York she had a further analysis with Edith Jacobson. The International Dictionary of Psychoanalysis dates its start to 1945 and a German lexicon to 1948. Mahler's mother died in a concentration camp.

In the 1950s Mahler became clinical professor of psychiatry at the Albert Einstein College of Medicine. The two dictionaries date the appointment to 1950 and 1955. She also chaired the child analysis training programme of the Philadelphia Psychoanalytic Institute.

With Manuel Furer she founded a therapeutic nursery, where psychotic children were treated together with their mothers. In the late 1950s she became director of research at the Masters Children's Center in New York. There she ran parallel studies of psychotic and normal children with their mothers.

From 1959 Anni Bergman worked with her on the observational study of mothers and infants at the Center. Mahler had been Bergman's training analyst, and Bergman became her chief collaborator.

A foundation bearing Mahler's name was set up in Wynnewood, Pennsylvania, in 1970, to promote the study of children's emotional development and of separation-individuation in particular. Mahler died in New York on 2 October 1985. The Memoirs of Margaret S. Mahler2, assembled from interviews and edited by Paul Stepansky, appeared in 1988.

Child psychosis and symbiosis

Mahler's first papers, in the late 1940s, dealt with tics. Her paper On Child Psychosis and Schizophrenia: Autistic and Symbiotic Infantile Psychoses3 (1952) set out a symbiotic form of child psychosis, distinct from the autistic form.

The autistic child seems never to have taken the mother in as a living presence. The symbiotic child, by contrast, clings to a delusion of being fused with her. The symbiotic child's breakdown tends to come between the second and fourth years, when growing up confronts the child with separateness, and it brings panic, the loss of skills already gained and a blurring of the boundaries of the self. Mazet notes that Mahler rejected the then popular view that autism was caused by poor mothering.

On Human Symbiosis and the Vicissitudes of Individuation4 (1968), written in collaboration with Furer, gathered this work into one theory of early development and its failures. Normal development runs from a normal autistic phase, through a symbiotic phase in which infant and mother form a dual unity, to separation-individuation.

Infantile psychosis is a derailment of that sequence: the child either cannot use the mother as a symbiotic partner or cannot move out of symbiosis towards a separate self. The Encyclopaedia Judaica summarises the book as placing the core of the disturbance in "faulty or absent individuation". Mahler described symbiotic psychosis as a fixation at, or a regression to, the symbiotic phase.

The book also describes the tripartite treatment Mahler and Furer developed, in which the mother takes part in the child's sessions with the therapist. It sets the psychoanalytic theory beside non-analytic developmental research, such as that of Piaget and Werner.

Separation-individuation

In the 1960s Mahler turned from psychotic children to normal ones, studying how ordinary mothers and their infants interact. She set out the resulting theory in papers from the late 1950s and the 1960s, among them Thoughts about Development and Individuation5 (1963), and fully in The Psychological Birth of the Human Infant. That book begins from the claim, quoted by Mazet, that "the biological birth of the human infant and the psychological birth of the individual" do not coincide in time.

In Mahler's use, separation is the child's growing awareness of being apart from the mother. Individuation is the growth of capacities, such as walking, speech and memory, through which the child takes on a character of its own. The process runs from about the fourth or fifth month into the third year and beyond.

Two phases come before it. In the first weeks of life, the normal autistic phase, the infant is turned towards its own bodily sensations rather than the outside world. The book describes this as a "closed monadic system, self-sufficient in its hallucinatory wish fulfillment", and Mahler framed it in terms of Freud's Primary narcissism.

From about the second month, in the symbiotic phase, the infant behaves as though it and the mother formed a "dual unity within one common boundary". Mahler owed the idea of a mother–child dual unity to Michael and Alice Balint and to Therese Benedek, and worked it out in her concept of symbiosis; Michael Balint is counted among her influences on that account.

The first subphase, differentiation, begins at about five months. Mahler described it as the infant's hatching from the symbiotic orbit. The infant explores the mother's face and body and compares her with others, so that strangers begin to be noticed as strange.

In the practicing subphase, from about ten or twelve months to sixteen or eighteen, crawling and then walking let the child move away from the mother and return to her for emotional refuelling. Mahler called the child's relation to the world in this period a love affair with the world.

In the rapprochement subphase, from about sixteen or eighteen months to two years or a little more, the toddler is now aware of being separate and small. It turns back to the mother and wants to share every discovery with her, while insisting on its autonomy. The conflict between closeness and independence can come to a head in a rapprochement crisis of clinging and pushing away. Mahler gave this subphase a paper of its own, Rapprochement Subphase of the Separation-Individuation Process6 (1972). She held that how the crisis is met and resolved shapes later moods, and that a failure here can leave the split between good and bad images of self and other found in borderline patients.

The fourth subphase is open-ended. Its goal is emotional object constancy, a stable inner image of the mother that holds up through frustration and absence, together with a consolidated individuality. Mahler took the term from Heinz Hartmann, who had coined it.

Influence and reception

Mahler's scheme was taken up above all in the study of severe personality disorders. At the Menninger Foundation Otto Kernberg built on her account of separation-individuation, using its phases to locate the fixation points of borderline and narcissistic pathology. In Object Relations Theory and Clinical Psychoanalysis7 (1976) he combined the British object-relations theories of Klein and Fairbairn with the American ego psychology of Jacobson and Mahler.

Kernberg's model places psychosis, borderline pathology and neurosis at successive points on a developmental line. Psychosis is a failure to tell self from object; borderline pathology is a failure to integrate good and bad images. Fred Pine and Anni Bergman, her co-authors, helped to systematise the theory from the observational data and continued to develop it.

The normal autistic phase met the strongest objections. Infant research from the 1970s on, Daniel Stern's among it, found newborns far more responsive to their surroundings than Mahler's account allowed. Later writers, and by some accounts Mahler herself, gave up the idea.

Mazet sums up the reception: newer research stresses the infant's innate capacities, yet the theory "remains an influential touchstone." A Festschrift edited by McDevitt and colleagues appeared in 1971, and Kramer and Akhtar compared her work with Kohut's in Mahler and Kohut (1994).

Selected works

Mahler's main papers on child psychosis include On Child Psychosis and Schizophrenia: Autistic and Symbiotic Infantile Psychoses, in The Psychoanalytic Study of the Child (1952). Her monograph with Manuel Furer is On Human Symbiosis and the Vicissitudes of Individuation, volume 1, Infantile Psychosis (1968).

Her papers on normal development include Thoughts about Development and Individuation (1963), in The Psychoanalytic Study of the Child, and Rapprochement Subphase of the Separation-Individuation Process (1972), in The Psychoanalytic Quarterly. The Psychological Birth of the Human Infant: Symbiosis and Individuation (1975), with Pine and Bergman, is the mature statement of the theory.

Her selected papers were collected in two volumes, Infantile Psychosis and Early Contributions and Separation-Individuation. Her memoirs, edited by Paul Stepansky, were published in 1988.

Ideas

introduced

  • 1952 Symbiotic psychosis
    In her 1952 paper on child psychosis Mahler set the symbiotic psychoses of early childhood apart from the autistic ones. She later grounded the distinction in the normal autistic and symbiotic phases.
  • 1972 Rapprochement subphase
    The third subphase, from about eighteen months to two and a half years. The toddler, now aware of being separate, renews its demands on the mother, and the conflict between autonomy and dependence comes to a head in the rapprochement crisis. Mahler gave it a dedicated paper in 1972.
  • Separation-individuation
    Mahler formulated the theory from observing ordinary mothers and infants in New York, distinguishing the child's psychological birth from its biological birth. She set it out in papers from the late 1950s and 1960s and fully in the 1975 book with Pine and Bergman.
  • Normal autistic phase
    Mahler's name for the first weeks of life, when the infant is turned toward its own bodily sensations rather than toward the outside world. Later infant research, notably Daniel Stern's, contested the idea.
  • Symbiotic phase
    In Mahler's scheme, from about the second month the infant behaves as though it and the mother were a dual unity within one common boundary. Separation-individuation begins from this phase.
Show all 7 Show fewer
  • Practicing subphase
    The second subphase, from about ten to eighteen months. Newly mobile, the toddler explores away from the mother in what Mahler called a love affair with the world, returning to her to refuel emotionally.
  • Differentiation subphase
    The first subphase of separation-individuation, from about five months, which Mahler described as the infant's hatching from the symbiotic orbit.

developed

  • 1975 Object constancy
    Mahler made emotional object constancy the open-ended goal of the fourth subphase: a stable inner image of the mother that holds up despite frustration and absence. She took over the term, which Hartmann had coined, rather than inventing it.

Influence

Lineage

  • 1926 analysed by Helene Deutsch
    Mahler's first training analysis, begun in Vienna in 1926. Deutsch ended it after about a year and declared her unanalysable.
  • 1930 analysed by Willi Hoffer
    Mahler's training analysis with Hoffer, from 1930 to 1935. It completed her Viennese training.
  • analysed by August Aichhorn
    After the failed analysis with Deutsch, Mahler was analysed by Aichhorn, which got her readmitted to the Vienna training institute. The analysis ended when the two became romantically involved.
  • analysed by Edith Jacobson
    Mahler had a further analysis with Jacobson in New York. The sources disagree on when it began: the International Dictionary of Psychoanalysis says 1945, the German lexicon 1948.
  • analysed Anni Bergman
    Mahler was Anni Bergman's training analyst. Bergman later became her chief collaborator in the separation-individuation research.

Affinity

collaborated with

  • 1959 Anni Bergman
    From 1959 Bergman worked with Mahler on the observational study of infants and mothers at the Masters Children's Center in New York, and she co-authored the 1975 book on separation-individuation.
  • 1975 Fred Pine
    Pine co-authored The Psychological Birth of the Human Infant (1975) with Mahler and Bergman. The book reports their observational research on separation-individuation.
  • Manuel Furer
    Mahler and Furer worked together on the treatment and study of psychotic children. Their tripartite mother-child-therapist treatment led to the 1968 volume on infantile psychosis, written by Mahler in collaboration with Furer.

influenced

  • Otto F. Kernberg
    At the Menninger Foundation Kernberg built on Mahler's account of separation–individuation, using its phases to place the fixation points of borderline and narcissistic pathology in his developmental model.

influenced by

  • Michael Balint
    Mahler owed to the Balints, and to Therese Benedek, the idea of a dual unity of mother and child, which she later worked out in her concept of symbiosis.
  • Alice Balint
    Alice Balint, Mahler's school friend from Budapest, brought her into Ferenczi's circle. With Michael Balint and Therese Benedek she gave Mahler the idea of a mother-child dual unity, which Mahler later developed as symbiosis.
  • Sándor Ferenczi
    Mahler first met psychoanalysis as a schoolgirl in Budapest, through Ferenczi and his circle, and he made a strong impression on her. The influence was formative, not a matter of doctrine.

Works

  • 1968

    On Human Symbiosis and the Vicissitudes of Individuation, Vol. 1: Infantile Psychosis

    Margaret Mahler's monograph, written in collaboration with Manuel Furer and published in 1968 as the first of a planned two-volume study, gathers her work on psychotic children into a single theory of early development and its failures. It first sets out the concepts of symbiosis and separation-individuation: the infant passes from an early, objectless phase of normal autism into a symbiotic dual unity with the mother, out of which a separate self gradually emerges. On this basis it presents the symbiosis theory of infantile psychosis, which reads the psychoses of early childhood as derailments of that sequence, and distinguishes autistic from symbiotic forms. Later chapters take up diagnosis, clinical case material and recurrent patterns of mother–child interaction, and describe the treatment Mahler and Furer developed in New York, in which the mother takes part in the child's sessions. The book draws on non-analytic developmental research such as Piaget's and Werner's, ends with a summary of the theory, and has a bibliography of more than four hundred items.

    Margaret Mahler and Manuel Furer New York: International Universities Press Copyright Life + 70 years In copyright The last author or translator died in 2017; protected through 2087.United States Status unknown Published in 1968; its copyright notice and renewal have not been checked.

  • 1975

    The Psychological Birth of the Human Infant: Symbiosis and Individuation

    The book by Margaret Mahler, Fred Pine and Anni Bergman, published in 1975, is the first full theoretical account of normal separation-individuation. It grew out of the authors' observational research on mothers and young children in New York. It starts from the claim that the biological birth of a human infant and its psychological birth do not coincide. Biological birth is a single visible event; psychological birth is a slow inner process that unfolds over the first three years. Separation is the child's emergence from a symbiotic fusion with the mother. Individuation is the child's taking on of characteristics of its own. After an introduction and a history of the research setting, the book describes the forerunners of the process, normal autism and symbiosis. It then takes up the four subphases one by one: differentiation and the development of the body image; practicing; rapprochement; and the consolidation of individuality together with the beginnings of emotional object constancy. A further part follows five children, Bruce, Donna, Wendy, Teddy and Sam, through the subphases. Reflections follow on variations within the subphases, on the development of separation anxiety, basic mood and early identity, on core identity and the boundaries of the self, and on the significance of the rapprochement crisis. A final section sets out the research method: what data were collected, the reasoning behind the study and the strategies used to analyse the observations as systematic clinical research.

    Margaret Mahler, Fred Pine, and Anni Bergman New York: Basic Books Copyright Life + 70 years In copyright The last author or translator died in 2022; protected through 2092.United States Status unknown Published in 1975; its copyright notice and renewal have not been checked.

References

  1. The Psychological Birth of the Human Infant: Symbiosis and Individuation1975
  2. The Memoirs of Margaret S. Mahler1988
  3. On Child Psychosis and Schizophrenia: Autistic and Symbiotic Infantile Psychoses1952
  4. On Human Symbiosis and the Vicissitudes of Individuation, Vol. 1: Infantile Psychosis1968
  5. Thoughts about Development and Individuation1963
  6. Rapprochement Subphase of the Separation-Individuation Process1972
  7. Object Relations Theory and Clinical Psychoanalysis1976
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